Financial Regulatory Reporting

Pillar 3 Disclosures

The EU Capital Requirements Directive requires firms to publish details of their risks, capital and risk management. These are known as Pillar 3 disclosures.

Capital adequacy disclosures document

Country By Country Reporting

The EU Capital Requirements (Country by Country Reporting) Regulations 2013 implement Article 89 of the EU Capital Requirements Directive which requires firms to publish specific information by geographic location. This is known as Country by Country Reporting.

Country by Country Reporting

FMSB Statement of Commitment

M&G Investments (the “Institution”) acknowledges that the Standards published by the FICC Markets Standards Board (“FMSB”) represent generally recognised good practice in the wholesale Fixed Income, Commodity and Currency (“FICC”) markets. The Institution confirms that it is committed to conduct its FICC market activities (its “Activities”) in a manner consistent with the Core Principles contained in FMSB Standards, and to have internal policies, procedures and controls reasonably designed to give effect to those Core Principles where they are applicable to its Activities, in a manner that is commensurate with the nature of its Activities in the relevant entity or jurisdiction. This statement of commitment applies to the Reference Price Transactions standard for the Fixed Income markets published in November 2016. This statement of commitment does not apply to the Binary Options standard for the Commodities markets published in November 2016 because the Institution does not transact commodity binary options.