The FCA’s paper TR16/1 Assessing Suitability: Research and due diligence of products and services, requires advisers to demonstrate they have the appropriate information and evidence on file for their client investment recommendations.
To support you in that task, we commission a number of internal and external case studies, risk mapping documents, and research guides focusing on a range of topics.
PruFund – Principles and Practices of Financial Management
ARC Report – PruFund Cautious Fund Peer Review
ARC Report - PruFund Cautious Fund Performance Summary
Synaptic PruFolio/PruFund Risk Mapping Factsheet 1-10
Synaptic PruFolio/PruFund Risk Mapping Factsheet 1-5
Distribution Technology PruFolio/PruFund Funds – risk mapping report
EV PruFolio/PruFund Funds – Risk Mapping Report
Defaqto risk rating report – PruFund Cautious and PruFund Growth Funds
Defaqto risk rating report – Risk Managed PruFunds
Defaqto PruFund Risk Managed Income Drawdown report
Defaqto PruFund Growth and Cautious Income Drawdown report
Oxford Risk – Investment Risk Mapping
Waystone assessment of value Risk Managed Active and Risk Managed Passive funds
Defaqto Fund Review – Risk Managed Active 1-5
Defaqto Fund Review – Risk Managed Passive 1-5
Finametrica - PruFolio Fund Range - Risk Mapping Report
Synaptic PruFolio/PruFund Risk Mapping Factsheet 1-10
Synaptic PruFolio/PruFund Risk Mapping Factsheet 1-5
Distribution Technology PruFolio/PruFund Funds - Risk Mapping Report
EV PruFolio/PruFund Funds – Risk Mapping Report
Defaqto risk rating report - Prudential Risk Managed Active Funds
Defaqto risk ratings report - Prudential Risk Managed Passive Funds
Due Diligence Fund Panel document
Defaqto Risk Managed Active Funds Income Drawdown Report
Defaqto Risk Managed Passive Funds Income Drawdown Report
Oxford Risk - Investment Risk Mapping