Disclosure and Regulatory

MPS Complaints

We have very high standards and do everything we can to ensure that all our clients get the best possible service, but even in the best organisations, mistakes can occasionally happen or expectations may not always be met.

Capital Requirements Regulations

M&G Wealth Investments LLP is required to publish disclosures in accordance with the provisions outlined in MIFIDPRU 8 which replaces previous disclosure requirements applicable under the Capital Requirements Regulations (CRR).

Conflict of Interest

This is central to the duty of care we owe to our clients. M&G will use all reasonable endeavours to identify conflicts of interest and then take steps to either avoid, or manage, them effectively and to treat clients fairly.

Stewardship code

The UK Stewardship Code was first introduced in 2010, setting the benchmark in the UK for institutional investors to meet ownership responsibilities in respect of their holdings of UK equities.

Inducements

You’ll need to let your client know that, although we don’t pay you for recommending the Model Portfolio Service and the range of portfolios from M&G Wealth, we do offer you other support.

M&G Wealth is a trademarked brand of the M&G plc group which encompasses M&G Wealth Advice Limited, M&G Wealth Investments LLP and Investment Funds Direct Limited. The legal entities under the M&G Wealth brand also work alongside The Prudential Assurance Company Limited, Prudential International Assurance plc and Prudential Distribution Limited in relation to the provision of certain products and services. To understand more about our businesses and brands, you can view the corporate and regulatory information for the aforementioned legal entities.