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Due Diligence and Third Party Reports
The FCA’s paper TR16/1 Assessing Suitability: Research and due diligence of products and services, requires advisers to demonstrate they have the appropriate information and evidence on file for their client investment recommendations.
To support you in that task, we commission a number of internal and external case studies, risk mapping documents, and research guides focusing on a range of topics.
- Financial Strength
- PruFund Funds
- PruFund Planet
- Risk Managed Range
- PruFund – Principles and Practices of Financial Management
- ARC Report - PruFund Growth Fund Peer Review
- ARC Report - PruFund Cautious Fund Peer Review
- ARC Report - PruFund Growth Fund Performance Summary
- ARC Report - PruFund Cautious Fund Performance Summary
- Synaptic PruFolio/PruFund Risk Mapping Factsheet 1-10
- Synaptic PruFolio/PruFund Risk Mapping Factsheet 1-5
- Distribution Technology PruFolio/PruFund Funds - Risk Mapping Report
- EV PruFolio/PruFund Funds – Risk Mapping Report
- Defaqto risk rating report - PruFund Cautious and PruFund Growth Funds
- Defaqto risk rating report - Risk Managed PruFunds
- Defaqto PruFund Risk Managed Income Drawdown Report
- Defaqto PruFund Growth and Cautious Income Drawdown Report
- Waystone assessment of value Risk Managed Active and Risk Managed Passive funds
- Defaqto Fund Review – Risk Managed Active 1-5
- Defaqto Fund Review – Risk Managed Passive 1-5
- Finametrica - PruFolio Fund Range - Risk Mapping Report
- Synaptic PruFolio/PruFund Risk Mapping Factsheet 1-10
- Synaptic PruFolio/PruFund Risk Mapping Factsheet 1-5
- Distribution Technology PruFolio/PruFund Funds - Risk Mapping Report
- EV PruFolio/PruFund Funds – Risk Mapping Report
- Defaqto risk rating report - Prudential Risk Managed Active Funds
- Defaqto risk ratings report - Prudential Risk Managed Passive Funds
- Due Diligence Fund Panel document
- Defaqto Risk Managed Active Funds Income Drawdown Report
- Defaqto Risk Managed Passive Funds Income Drawdown Report
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"Prudential" is a trading name of Prudential Distribution Limited. Prudential Distribution Limited is registered in Scotland. Registered Office at 5 Central Way, Kildean Business Park, Stirling, FK8 1FT. Registered number SC212640. Authorised and regulated by the Financial Conduct Authority. Prudential Distribution Limited is part of the same corporate group as the Prudential Assurance Company Limited. The Prudential Assurance Company Limited and Prudential Distribution Limited are direct/indirect subsidiaries of M&G plc which is a holding company registered in England and Wales with registered number 11444019 and registered office at 10 Fenchurch Avenue, London EC3M 5AG, some of whose subsidiaries are authorised and regulated, as applicable, by the Prudential Regulation Authority and the Financial Conduct Authority. These companies are not affiliated in any manner with Prudential Financial, Inc, a company whose principal place of business is in the United States of America or Prudential plc, an international group incorporated in the United Kingdom.